John Dallahan Opz

John Dallahan​

Chief Compliance Officer

John Dallahan has been employed in the securities industry for more than 40 years. His experience includes management positions at self-regulatory organizations (Philadelphia Stock Exchange and Pacific Stock Exchange), and senior management positions in retail financial services organizations (Charles Schwab & Co., Inc; Fidelity Investments; USAA Investment Management Company and others.) His responsibilities have included a variety of functional areas including sales, sales management, operations and compliance.

He holds numerous industry licenses including principal licenses.
He is a graduate of the University of Pennsylvania, Wharton School of Commerce and Finance, B.S. Economics and Executive Education Graduate, Securities Industry Institute, Wharton School, University of Pennsylvania.
He served as a Captain, Artillery, in the U.S. Army from 1967 to 1971.

Mr. Dallahan has served on a variety of organizations to include the local chapter of the Alzheimer’s Association and St. Peter and Joseph’s home in San Antonio. He has also served on several national boards relating to the securities industry to include the Securities Industry Association (now FINRA); The Investment Company Institute and was an industry arbitrator for FINRA.