Chief Compliance Officer
He holds numerous industry licenses including principal licenses.
He is a graduate of the University of Pennsylvania, Wharton School of Commerce and Finance, B.S. Economics and Executive Education Graduate, Securities Industry Institute, Wharton School, University of Pennsylvania.
He served as a Captain, Artillery, in the U.S. Army from 1967 to 1971.
Mr. Dallahan has served on a variety of organizations to include the local chapter of the Alzheimer’s Association and St. Peter and Joseph’s home in San Antonio. He has also served on several national boards relating to the securities industry to include the Securities Industry Association (now FINRA); The Investment Company Institute and was an industry arbitrator for FINRA.